top of page
Governance, Risk, & Compliance

Governance, Risk, & Compliance in Wealth Management

Stay ahead of compliance requirements with tailored insights and automated workflows.

Proactive GRC for a complex landscape

Wealth managers face growing pressures to meet evolving regulations, mitigate risk, and ensure operational transparency. Traditional GRC tools often rely on static insights, making it difficult to identify compliance gaps, monitor changes, and align with global standards. Weave.AI’s dynamic platforms unify regulatory intelligence, automate compliance processes, and deliver actionable risk insights. By turning reactive workflows into proactive decision-making, Weave.AI empowers teams to stay ahead of mandates, mitigate risk exposure, and maintain client trust.

Key capabilities of Weave.AI for GRC teams

Real-Time Regulatory Monitoring

Stay ahead of evolving frameworks like MiFID II, FINRA, FATCA, and AML with automated alerts and tailored compliance guidance

Document Search and Summarization

Automate the analysis of compliance-related documents to streamline interpretation, reporting, and regulatory alignment.

Policy Benchmarking

Analyze internal policies and procedures against global and local regulations to identify compliance gaps and ensure alignment.

Unified Risk Insights

Consolidate data from client profiles, regulatory documents, and market conditions to deliver a comprehensive risk assessment.

Forward-Looking Risk Alerts

Identify emerging risks and regulatory changes, enabling proactive mitigation strategies.

Cross-Framework Alignment

Ensure adherence to standards like MiFID II, Dodd-Frank, AML directives, and FATCA with integrated benchmarks.

Comprehensive Compliance

Draft precise, actionable reports highlighting regulatory vulnerabilities, controls, and next steps for mitigation.

Dynamic Audit Readiness

Automate audit preparation with verifiable data and reporting, reducing manual effort and ensuring accuracy.

How Weave.AI redefines GRC in wealth management

Weave.AI’s Spotlight and Spectrum platforms unify fragmented regulatory and risk data into a single, actionable decision framework. Spotlight delivers document-level precision to monitor regulatory changes, benchmark policies, and streamline compliance reporting. Spectrum expands this with macro-level insights, enabling risk teams to detect emerging vulnerabilities, align with regulatory standards, and anticipate audit needs. Together, these tools transform GRC workflows, ensuring precision, efficiency, and proactive risk management.

Banking Risk GRC Gaps.png

Ready to elevate GRC and strengthen risk oversight?

Your questions, answered.

  • Weave.AI monitors evolving frameworks like MiFID II, FINRA, AML, and FATCA, identifying gaps and providing recommendations for alignment.

  • Yes, the platform automates compliance reporting and ensures verifiable accuracy to streamline audit preparation.

  • By analyzing regulatory trends, client data, and market indicators, Weave.AI proactively detects risks and suggests mitigation strategies.

  • Weave.AI supports IFRS 9, MiFID II, FATCA, AML, FINRA regulations, and Dodd-Frank requirements, among others.

  • Absolutely. Weave.AI automates comprehensive compliance reports, reducing manual effort and improving accuracy.

  • Yes, Weave.AI benchmarks internal policies and processes against evolving regulatory standards to identify gaps and provide actionable guidance.

  • Weave.AI automates workflows and institutionalizes GRC best practices, making it highly scalable across large teams.

  • Yes, Weave.AI dynamically integrates updates to global and regional regulations, ensuring real-time compliance.

  • Our Neuro-Symbolic GenAI ensures verifiable accuracy, dynamic insights, and seamless integration across fragmented data sources.

  • By providing instant, validated insights, it helps teams make faster, data-driven decisions.

  • Yes, Spectrum handles datasets with millions or billions of reports, delivering insights at scale.

  • Weave.AI adheres to the highest data security standards, including encryption protocols, secure access controls, and compliance with global regulations like GDPR. Your sensitive data remains protected, ensuring confidentiality, integrity, and trust across all workflows.

  • Teams experience measurable efficiency gains and actionable insights within weeks of deployment.

bottom of page